Sökning: "MiFID II"

Visar resultat 6 - 10 av 61 uppsatser innehållade orden MiFID II.

  1. 6. Överträdelse av omsorgsplikten : Värdepappersinstituts ansvar vid försäljning av komplexa värdepapper under MiFID II

    Uppsats för yrkesexamina på avancerad nivå, Uppsala universitet/Juridiska institutionen

    Författare :Maximilian Bengtsson; [2022]
    Nyckelord :mifid ii; omsorgsplikt; omsorgsplikten; passandeprövning; passandebedömning; bedömning av ändamålsenlighet; 2014 65; 2017 565; ersättningsmekanismer; skadestånd; vpml;

    Sammanfattning : .... LÄS MER

  3. 7. Post-MiFID II: Dark Pool Bans and Regulatory E ects on Lit Market Quality

    Master-uppsats, Göteborgs universitet/Graduate School

    Författare :Hugo Hammar; Isak Djudja; [2021-06-30]
    Nyckelord :;

    Sammanfattning : Over recent years, increasing popularity of non-transparent trading venues known as dark pools have spurred widespread controversy and debate; in particular regarding their impact on lit market conditions. Following voiced concerns over dark pools' potentially adverse e ects on lit market quality, legislative actions have been taken to restrict the amount of trading allowed to be conducted in the dark. LÄS MER

  4. 8. Understanding the Implications of Sustainability Inclusion : A Case Study of the Role of the Financial Advisor and Sustainability

    Master-uppsats, KTH/Industriell ekonomi och organisation (Inst.)

    Författare :Rebecca Larsson; Linnea Månsson; [2021]
    Nyckelord :Advisor role; EU action plan on sustainable; fiduciary duty; financial advisor; MiFID II; retail clients; sustainable finance; sustainable investing; sustainability preferences.; Rådgivarrollen; EU:s handlingsplan för hållbar tillväxt; god rådgivningssed; finansiell rådgivare; MiFID II; privatkunder; hållbar ekonomi; hållbara investeringar; hållbarhets-preferenser;

    Sammanfattning : The role of the financial advisor is subject to fiduciary duty, which means that the advisor always should act in the best interest of the client and has traditionally referred to the financial aspects. Finance is now experiencing a revolution, where the concept of sustainable finance is on the agenda of many actors when the sustainability amendments to MiFID II entered into force, as part of the EU Action Plan on Sustainable Finance. LÄS MER

  5. 9. Börsrobotar och marknadsmanipulation : En rättsanalys av algoritmisk högfrekvenshandel i ljuset av MAR och MiFID II

    Uppsats för yrkesexamina på avancerad nivå, Stockholms universitet/Juridiska institutionen

    Författare :Monica Ericson; [2021]
    Nyckelord :HFT; MiFID II; MAR; Spoofing; Momentum ignition;

    Sammanfattning : The landscape of equity trading changed when computer algorithms commenced to analyse large volumes of stock market data faster than a fraction of a second. Advances in technology have enabled trading algorithms to initiate, route, and execute orders on aspects of market timing, optimising order quantity, and deciding price parameters with limited human intervention. LÄS MER

  7. 10. Does the tick size regime on systematic internalisers improve market quality? : An Empirical Analysis on the Swedish Stock Market

    Master-uppsats, Stockholms universitet/Finansiering

    Författare :Jesper Andersson; Alexander Hübbert; [2021]
    Nyckelord :Systematic Internalisers; Nasdaq Stockholm; Tick size; Market quality; Market composition;

    Sammanfattning : The tick size regime on systematic internalisers (SIs) was seen as a necessary action to level the playing field between SIs and other trading venues, with the hopes to improve the market composition and market quality in favour of regulated markets. However, the previous literature objects to the view as SIs may have gained the first-mover advantage from their previous tick size exemption. LÄS MER